OTC Derivatives Regulation
Update on EMIR & Dodd-Frank
- Understand the reasons and challenges of the reform of the OTC Derivatives Regulation
- Know the main elements about the Dodd Franck and EMIR regulation
- Better apprehend the impacts of the reform on the Securities Services activity in the Middle and Back Office
G-20 Commitments
- G-20 commitments on Financial Stability
- Worldwide Regulatory response
- Dodd Frank / EMIR : Political structure
OTC Clearing
- From bilateral to Central Clearing (principle)
- Mechanism of OTC Clearing
New Mandatory Identifiers
- Entity code : Legal Entity Identifier (LEI)
- Trade code : Unique Trade Identifier (UTI)
- The UTI running process
- Product code : Unique Product Identifier
Update on Dodd-Frank
- Dodd-Frank timeline
- Requirements summary
- Who is impacted?
- Clearing : instruments eligible (1st phase and 2nd phase)
- Electronic execution : the SEFs ('swap execution facilities')
- Update on Extraterritoriality
Update on EMIR
- Compliance calendar 2013 / 2018
- Requirements summary
- Who is impacted?
- Exemptions under EMIR
- Timely confirmation for bilateral
- Portfolio reconciliation
- Portfolio compression
- Dispute resolution
- Reporting to trade repositories
- Regulatory requirements
- Backloading scenarios
- Pairing
- Registered trade repositories
- Open questions
- EMIR : next steps
- Issue with Definition of Spot FX / Forward FX
- Update on Clearing: Draft of RTS for IRS
- List of authorised CCPs
- MIFID : electronic execution
- Extraterritoriality
Comparison EMIR / Dodd-Frank
Rest of World
- Asia Pacific : regulatory timeline
- Specifics for Singapore
- Worldwide OTC Reforms : update
Margins requirements for uncleared trades
Impacts for Market Participants
- Towards a new market organisation
- Points of attention
- Points of attention
- To do list
- EMIR global worlkflow
- Workflow for EMIR trade matching
- Workflow for EMIR Portfolio reconciliation
- Workflow for EMIR trade repository
- Workflow for clearing
- Futurization of swaps
G-20 Commitments
- G-20 commitments on Financial Stability
- Worldwide Regulatory response
- Dodd Frank / EMIR : Political structure
OTC Clearing
- From bilateral to Central Clearing (principle)
- Mechanism of OTC Clearing
New Mandatory Identifiers
- Entity code : Legal Entity Identifier (LEI)
- Trade code : Unique Trade Identifier (UTI)
- The UTI running process
- Product code : Unique Product Identifier
Update on Dodd-Frank
- Dodd-Frank timeline
- Requirements summary
- Who is impacted?
- Clearing : instruments eligible (1st phase and 2nd phase)
- Electronic execution : the SEFs ('swap execution facilities')
- Update on Extraterritoriality
Update on EMIR
- Compliance calendar 2013 / 2018
- Requirements summary
- Who is impacted?
- Exemptions under EMIR
- Timely confirmation for bilateral
- Portfolio reconciliation
- Portfolio compression
- Dispute resolution
- Reporting to trade repositories
- Regulatory requirements
- Backloading scenarios
- Pairing
- Registered trade repositories
- Open questions
- EMIR : next steps
- Issue with Definition of Spot FX / Forward FX
- Update on Clearing: Draft of RTS for IRS
- List of authorised CCPs
- MIFID : electronic execution
- Extraterritoriality
Comparison EMIR / Dodd-Frank
Rest of World
- Asia Pacific : regulatory timeline
- Specifics for Singapore
- Worldwide OTC Reforms : update
Margins requirements for uncleared trades
Impacts for Market Participants
- Towards a new market organisation
- Points of attention
- Points of attention
- To do list
- EMIR global worlkflow
- Workflow for EMIR trade matching
- Workflow for EMIR Portfolio reconciliation
- Workflow for EMIR trade repository
- Workflow for clearing
- Futurization of swaps
Dominique Iroz

Dominique began his career in 1985 at BNP in the Back Office of Derivatives OTC Trading Room where he held the position of Deputy Head. He then joined the subsidiary BNP Paribas Securities Services in 2000 to develop the activity of outsourcing of OTC Derivatives Middle Office for French and foreign institutional clients. Since 2008, he is in charge of the Strategic Operating Model on OTC derivatives and has expertise in OTC reform, on which he conducts training sessions in France and Europe.
Dominique Iroz also teaches :
- Connaissance de l’environnement règlementaire US (Catalogue Marchés financiers)
- Gestion Middle et Back Office des dérivés OTC (Catalogue Marchés financiers)
- La règle Volcker (Catalogue Marchés financiers)
- La réglementation 871(m) sur les Produits Dérivés OTC et ses impacts Middle Office (Catalogue Marchés financiers)
- La réglementation européenne sur les opérations de marché : dérivés, repos et prêt-emprunt titres (Catalogue Marchés financiers)
- La réglementation SFTR (Catalogue Marchés financiers)
- Les CCPs et le clearing des dérivés (Catalogue Marchés financiers)
- Les réglementations sur les dérivés OTC et les impacts Middle Office (Catalogue Marchés financiers)
- Les réglementations US et Asiatiques sur les Dérivés OTC et les impacts Middle Office (Catalogue Marchés financiers)
- Les règles de place des principales bourses (Catalogue Marchés financiers)
- Mécanismes et Gestion Middle office des dérivés OTC Complexes (Catalogue Marchés financiers)
- OTC Derivatives Securities Services (Catalogue English)
- Réglementation MiFID 2 pour les Produits Dérivés (Catalogue Marchés financiers)